Tuesday, August 9, 2016

The Reign of Finance in American Politics

In the spring of 1945 the United States emerged after the Second World War as the preeminent global power. The two previous empires, France and Britain, were devastated after the war and played minor roles in the management of global affairs. Since then, the United States faced only two major deterrents in its global hegemonic ambitions: nationalist movements in the Third World and the Soviet Union. The United States exerted its power in the world by leading militarily and economically. Along with Britain, it led the creation of the framework for managing the global monetary system called the Bretton Woods (named after the conference of forty-three countries at Bretton Woods, New Hampshire in 1944). The pith of the U.S.-led system was the fixing of exchange rates of the major currencies to the dollar; and the dollar, in turn, was tied to gold at the guaranteed U.S. price of $35 per ounce. Because the United States possessed sixty percent of the world’s gold, fixing the rate of exchange to the dollar became de facto policy. The dollar became the source of global monetary reserve.
In the United States, the Great Depression of the 1930s was the adverse consequence of its decades long unregulated financial sector. After World War II, Britain and the United States responded to the financial crisis by deciding to tightly regulate the global financial sector and created a system in which major currencies were tightly managed in order to cut back speculation. Also, they restricted the flow of capital. The Bretton Woods’s founders, Harry Dexter White and John Maynard Keynes, designed a monetary system that could protect against competitive currency manipulations and exchange controls. The new economic system proved effective in managing global finance and trade. For over twenty years, the Bretton Woods underpinned a world economy that was stable and prosperous. Under this system, between 1945 and 1971, developing countries did not experience any banking crisis.[1]
This all changed on 15 August 1971 when President Richard Nixon and his Treasury Secretary John Connally decided to close the gold window. The president ordered Connally to suspend all sales and purchases of gold (to the misgivings of some important figures in his economic team like Paul Volcker and Arthur Burns). The act cancelled the convertibility of the dollar to gold, which was the staple of the Bretton Woods system. The Bretton Woods did not long survive Nixon’s policy that by 1973, it was completely finished.
The consequences were dire. The closing of the gold window put the private sector at foreign exchange risk. Until then, the private sector was protected as governments maintained fixed exchange rates tied the dollar, and the dollar to gold. Foreign exchange was stable – only minimal speculation against currencies existed and thus, there was no need to have large-scale currency dealing facilities in Wall Street that exists today. With the demise of Bretton Woods, exchange rates fluctuated significantly. (As a point of contrast, in 1971, as pointed out by two economists John Eatwell and Lance Taylor, there were only eleven Wall Street banks that traded in foreign exchange markets. By the late 1990s, when speculation against currencies became rampant, there were nearly two hundred major foreign exchange trading institutions doing business at Wall Street).[2]  
In addition, the demise of Bretton Woods precipitated the free-flow of capital. In 1973, Canada, Germany, and Switzerland eliminated restrictions on capital movements. A year later, the United States followed suit. Years later, other countries joined in: Great Britain in 1979; Japan in 1980; France and Italy in 1990; Spain and Portugal in 1992.[3] The governments of these advanced industrial nations were induced to eliminate capital controls in order to hedge against the cost of fluctuating exchange rates on the private sector. Risk was no longer supported by the public and was privatized.[4]
The privatization of risk imposed strains on the domestic and global financial systems. Speculation against currencies soared. It precipitated the creation of exotic financial instruments that required the removal of regulatory barriers that obviated risk. The result of this new financial system has been a world that is rife with major financial crises. Lewis Lehrman, writing for The Wall Street Journal on the fortieth anniversary of Nixon’s new economic policy, described the result of his decision: “The ‘Nixon Shock’ was followed by a decade of one of the worst inflations of American history and the most stagnant economy since the Great Depression. The price of gold rose to $800 from $35.” Moreover, the purchasing power of the dollar in 1971 declined to $0.18 by 2010.[5] The rest of the world felt the tremors of financial crises; one region after another: Latin America’s Southern Cone in 1979-81; the Third World debt crisis of 1982; Mexico in 1994-95; Asia in 1997-98; Russia 1998, and Brazil in 1999.[6] 
Eatwell and Taylor characterized this series of global financial crises as:

highly volatile, with exchange rates, interest rates, and asset prices subject to both large short-term fluctuations and longer-term swings…the new system is susceptible to contagion when financial tremor spread from the epicenter to countries and markets that have seemingly little connection with the initial problem.[7]

This means that when a person opens a savings or checking account at a local bank, it may be based on bad debt from anywhere in the world.
One notable problem in the financial sector that proliferated as a result of the unregulated financial market is what economists termed “systemic risk.” Systemic risk, otherwise known as externality, is the adverse side effect to society at large stemming from financial transactions between firms. For example, when a firm sets up factory that belches out dirty smoke in a town, it may make a good profit for the business and the town, but the externality from the factory - the smoke and the pollution it causes - is not accounted for in the company’s spreadsheets or the cost of the transaction. In this system, the firm is not concerned about paying for, say, someone’s medical bills because he or she develops respiratory problems associated with the smoke. Or the firm does not account for the town population’s expensive dry cleaning bills, which resulted from the dirty smoke. In a market transaction, the risk is privatized [dirty smoke] and the cost socialized [people’s medical and cleaning bills]. “In the same way,” as Eatwell and Taylor pointed out, “financial firms do not price into their activities the costs of their losses might impose on society as a whole. Yet those costs are a familiar consequence of financial failures.”[8]
“Markets are inherently unstable,” the business magnate George Soros recently remarked, and when the risks in financial transactions are not priced into the market, more and more of them can cause damage and crash the economy. The privatization of risk is the problem: “Taking risks is what financial institutions are for,” explained Eatwell and Taylor, “But markets reflect the private calculation of risk, and so tend to under-price the risk faced by society as a whole.”[9] What happens when the economy crashes? In our current political system, which is a money-driven political system, the government steps in and bails out the banks that caused the damage to the economy as a whole, thereby unjustifiably socializing the costs of privatized market risks. In other words, the American taxpayer usually ends up paying for the high cost of financial failures and economic crises caused by financiers.
A recent example is well known. The major catastrophic events of the late 2000s reverberates today. A boom in the housing market beginning in 2001 in the United States and in Europe precipitated a bust that torpedoed the market in 2007. It created the greatest economic crisis since the Great Depression. The housing market peaked in 2006 and in June 2007, Wall Street showed signs of grave trouble: the investment bank Bear Stearns went bankrupt. As regulators strove to quell the turmoil, what emerged in September 2008 was a full-fledged crash. It entailed a global financial panic. Hundreds of billions worth of mortgages and related investments went down; some big investment banks turned into commercial ones. The federal government took over the behemoth international insurance company, the American International Group (AIG). Responding to the crisis, Congress passed a $700 billion bailout plan in October 2008 and the Federal Reserve pumped money into the financial system; both helped rein in a full-scale financial collapse. The activities of financiers and the government over the course of thirty-seven years - starting from Nixon’s economic policy in 1971 - contributed highly to the great crash of 2008. A brief history sketched out below of that fateful event in 1971 may help readers gain some insight into the current character of the U.S. and world economy - which since the 1970s has been dominated by finance instead of manufacturing.
Against the backdrop of huge balance of payments deficit reaching an annual average of $3.6 billion, anemic economic growth, and high inflation, Nixon called his economic team, Paul Volcker, George Shultz, and John Connally to concoct dramatic measures to deal with America’s economic problems. In 1971, Nixon presided over his predecessor Lyndon Johnson’s Vietnam War and Great Society program. The war itself had dire fiscal consequences: soaring inflation coincided with the escalation of the Vietnam War while the high cost of implementing Great Society programs compounded it. Nixon dealt with both issues by deficit financing. In 1969, his budget deficit reached $25 billion. The inflation rate reached five percent. Meanwhile, energy prices rose threatening to exacerbate the already high inflation rate. Nixon decided to cut spending and pushed the Federal Reserve Board to raise interest rates. The result was stagflation: a combination of high inflation and economic recession. Nixon implemented one economic policy to another in an attempt to curb high inflation and end the recession. Finally, in late 1971, he devalued the dollar and imposed a ninety-day freeze on wages, prices, and rents. This new policy successfully remedied inflation and recession, but only for a short time.
Another major factor that contributed to Nixon’s new economic policy in 1971 was his response to the downturn in the manufacturing sector in the United States from 1965 and 1973.[10] During this time, profits in the U.S., European, and Japanese manufacturing sector dropped steadily, followed by a drop in the private economy in the United States. How did business bounce back to restore profits? For one, business prodded Nixon to devalue the dollar against the yen and the mark, which provided a basis from which the manufacturing sector restored its vitality.[11] Though there are a number of perspectives from scholars regarding the cause of the downturn in the manufacturing sector in the late 1960s, the fact of the matter was there was a fall in profits connected to labor rights. Concentrated capital needed to find other venues for manufacturing where it can thrive without having to be restricted by labor rights and union bargaining. Certainly, when Nixon dismantled the Bretton Woods system, it liberalized capital flow. Since then, firms could easily move manufacturing offshore where labor and environmental constrictions were minimal to none. Firms do not have to deal with labor rights and environmental restrictions in the Third World as they would in the United States. Also, since then, they can focus solely on exploiting workers and the environment to restore high profits. The other advanced industrial countries emulated this U.S. government action. Political economist Robert Brenner lucidly explains this trajectory:

[F]irms, assisted by the governments, throughout the advanced capitalist world engaged in an ever more self-conscious, systematic, and all encompassing effort to restore their profit rates by means both of the obsessive reduction of costs, above all direct and indirect labour costs, and the transformation of their ways of doing business. They detonated an ever more vicious assault on the organizations of the working class, so as to force down the growth, and in some cases, the level of compensation and social services…They shifted capital out of high-cost, low-profit manufacturing lines, especially into financial services and turned increasingly to speculation.[12]

            Nixon and his economic team on that fateful Friday afternoon in August at Camp David did not foresee the trajectory the financial sector was about to embark on when they decided to close the gold window. When the gold window was closed on 15 August, the Bretton Woods system struggled to survive. After three months of confusion by the major economies at a meeting in Washington, they agreed on new fixed rates on foreign exchange; but it soon fell apart. Nixon’s remedies were to allow the pound sterling to float against the dollar in the summer of 1972; then when it failed, his administration then tried to negotiate new fixed rates in 1973, but still to no effect. Finally, in March that same year, the European Community agreed on a joint float against the dollar; and by then, the Bretton Woods system was dead.[13] Among John Connelly’s compelling reasons to recommend to Nixon to close down the gold window, historian Allen Matusow argued that Nixon had his own reasons for destroying Bretton Woods:

Nixon closed the gold window when he did not only because he thought he had to but because he wanted to. It was his opening move in a historic offensive to correct the overvalued dollar and reorder the trading world to serve his political purposes. Breaking with the liberal premises of postwar U.S. foreign economic policy, he had adopted the mercantilist paradigm, which he hoped would keep the United States number one and help rally a New Majority in ’72.[14]   

            Whatever the motive of Nixon in deciding to close the gold window - whether he was being politically expedient or simply being pragmatic – the decision to dismantle the one economic system that maintained financial stability and kept markets calm “sowed chaos for a decade” – and today’s world generation, as Lewis Lehrman put it, “reaped the whirlwind.”


[1] Ha-Joon Chang, Bad Samaritans: The Myth of Free Trade and the Secret History of Capitalism, (New York: Bloomsbury Press, 2008), 87.
[2] John Eatwell and Lance Taylor, Global Finance at Risk: The Case for International Regulation, (New York: The New Press, 2000), 2.
[3] Ibid., 3.
[4] Ibid., 2.
[5] Lewis E. Lehrman, “The Nixon Shock Heard ‘Round the World,” Wall Street Journal, August 15, 2011, sec. A.
[6] Eatwell and Taylor, Global Finance at Risk, 5.
[7] Ibid.
[8] Ibid., 17.
[9] Ibid.
[10] Robert Brenner, The Economics of Global Turbulence, (New York: Verso, 2006), xx.
[11] Ibid., 2.
[12] Ibid., xxii.
[13] Eatwell and Taylor, Global Finance at Risk, 1.
[14] Allen J. Matusow, Nixon’s Economy: Booms, Busts, Dollars, and Votes (Kansas: The University Press of Kansas, 1998), 148.

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